A posteriori compliance control

  • Authors:
  • Sandro Etalle;William H. Winsborough

  • Affiliations:
  • University of Twente;University of Texas at San Antonio

  • Venue:
  • Proceedings of the 12th ACM symposium on Access control models and technologies
  • Year:
  • 2007

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Abstract

While preventative policy enforcement mechanisms can provide theoretical guarantees that policy is correctly enforced, they have limitations in practice. They are inflexible when unanticipated circumstances arise, and most are either inflexible with respect to the policies they can enforce or incapable of continuing to enforce policies on data objects as they move from one system to another. In this paper we propose an approach to enforcing policies not by preventing unauthorized use, but rather by deterring it. We believe this approach is complementary to preventative policy enforcement. We call our approach APPLE for A-Posteriori PoLicy Enforcement. We introduce APPLE Core, a logical framework for using logs to verify that actions taken by the system were authorized. A trust management system is used to ensure that data objects are provided only to users operating on auditable systems who are subject to penalty should they be found in violation. This combination of audit and accountability provides a deterence that strongly encourages trustworthy behavior, thereby allowing a high level of assurance of end-to-end policy enforcement.